Declaration

Declaration

I hereby allow AXIS AMC, AXIS Mutual Fund to utilize my KYC information such as identity (name, PAN, age etc.), address and signature for the purpose of validation and to comply with the legal and regulatory requirements. I hereby accept that for any transactions that are submitted offline i.e. with wet signatures, the signature available in my KYC/ other appropriate records would be used for signature verification and in the event of such signature not being available or legible, the AMC would be within its rights to carry out further checks to validate the authenticity of the request or reject any such offline request.

Having read and understood the content of the Scheme Information Document, Key Information Memorandum of the scheme and Statement of Additional Information of Axis Mutual Fund, I/we hereby apply for units of the scheme. I have read and understood the terms, conditions, declaration, details, rules and regulations governing the scheme/ website. I/We hereby declare that the amount invested in the scheme is through legitimate source only and is not designed for the purpose of the contravention of any Act, Rules, Regulations, Notifications or Directives of the provisions of the Income Tax Act, Anti Money Laundering Laws, Anti-Corruption Laws or any other applicable laws enacted by the Government of India from time to time. I/we have not received nor have been induced by any rebate or gifts, directly or indirectly in making this investment. I/We confirm that the funds invested in the Scheme, legally belongs to me/us. In the event “Know Your Client” process is not completed by me/us to the satisfaction of the Mutual Fund, (I/we hereby authorize the Mutual Fund, to redeem the funds invested in the Scheme, in favour of the applicant, at the applicable NAV prevailing on the date of such redemption and undertake such other action with such funds that may be required by the law.) The ARN holder has disclosed to me/us all the commissions (trail commission or any other mode), payable to him for the different competing Schemes of various Mutual Funds amongst which the Scheme is being recommended to me/ us. I / we give my / our consent to collect personal data or information as prescribed in the privacy policy which is available on the website of the AMC / Fund. I /We give my consent to AMC and its agents to contact me over phone, SMS, email or any other mode to address my investment related queries and/or receive communication pertaining to transactions/ non-commercial transactions/ promotions/ potential investments and other communication/ material irrespective of my blocking preferences with the Customer Preference Registration Facility. Any use of this information is subject to Axis Asset Management Company Limited’s privacy policy available at Privacy Policy. I/We agree that Axis AMC Ltd. is in no way responsible for the consequences of my/our investment decision(s).

I/We confirm that I/We do not have any existing Micro SIP/Lumpsum investments which together with the current application will result in aggregate investments exceeding Rs. 50,000 in a year (Applicable for Micro investment only.) with Axis AMC. For NRIs only - I / We confirm that I am/ we are Non Residents of Indian nationality/origin and that I/We have remitted funds from abroad through approved banking channels or from funds in my/ our Non Resident External / Non Resident Ordinary / FCNR account. I/We confirm that details provided by me/us are true and correct.

AADHAAR DECLARATION:

I/ We hereby provide my/our consent in accordance with Aadhaar Act, 2016 and regulations made thereunder, for (i) collecting, storing and usage (ii) validating/authenticating and (ii) updating my/our Aadhaar number(s) in accordance with the Aadhaar Act, 2016 (and regulations made thereunder) and PMLA. I/ We hereby provide my/our consent for sharing/disclosing of the Aadhaar number(s) including demographic information with the asset management companies of SEBI registered mutual fund (s)and their Registrar and Transfer Agent (RTA) for the purpose of updating the same in my/our folios with my PAN.

FATCA/

I / We have understood the information requirements of the FATCA & CRS along with Instructions and hereby confirm that the information provided by me/us in this regards is true, correct, and complete. I / We also confirm that I / We have read and understood the FATCA & CRS Terms and Conditions and hereby accept the same. Further, I/We shall keep you forthwith informed in writing about any changes/modification to the information provided or any other additional information as may be required by you from time to time;

Certification

I / We hereby declare that the information provided above is to the best of my knowledge & belief, accurate and complete. I agree to notify Axis Asset Management Company Ltd. / KYC Registration Agency (‘KRA’) in the event of the above information changing hereafter. I / We hereby acknowledge and confirm compliance with the following for availing of the online transaction facility are detailed below:
I / We acknowledge and agree/declare that:
I/We are Resident Indian individual investors';
I/ We confirm that I/ We are not a minor;
I/We are "KYC Registered" as per records of KYC Registration Agency (‘KRA’);
I /We shall register my/our bank account number and upload an image of the cheque in the system before seeking redemption of units subscribed;
I am / We are not a US Person nor resident of Canada and I/We hereby certify and declare to that effect that I am not a US Person or resident of Canada and my application for transaction shall be liable for rejection in case any of the particulars or details are untrue, false;
I/ We confirm that the payment of subscriptions to units is made through bank account of the investor / joint bank account where first account holder is one of the joint holders of the bank account.
Any transaction with insufficient/incorrect information/ documents are liable to rejected at the sole discretion of the Axis AMC/ Axis Mutual Fund; The AMC also reserves the right to obtain additional information on a case to case basis;
The address as mentioned in the KRA will be the registered address for the Investor in the records of the AMC;

Statutory Details: Axis Mutual Fund has been established as a Trust under the Indian Trusts Act, 1882, sponsored by Axis Bank Ltd. (liability restricted to Rs. 1 Lakh). Trustee:Axis Mutual Fund Trustee Ltd. Investment Manager: Axis Asset Management Co. Ltd. (the AMC). Risk Factors:Axis Bank Ltd. is not liable or responsible for any loss or shortfall resulting from the operation of the schemes. Mutual Fund Investments are subject to market risks, read all scheme related documents carefully.